High Net Worth Client Advisor / Financial Advisor

Job Description

Base Salary (55K-65K)+ Bonus + Commission + Great Benefits
Will be managing large book of business .

Looking for a Seasoned Professional contributor that can work independently with limited supervision. The Relationship Manager is the first initial point of contact and the primary contact to highest income / net worth client's portfolio with a focus on $250k affluent and $ 3.5M high net worth. Responsible for managing a portfolio of clients; maximizing client engagement by assessing, understanding, and identifying clients banking needs and providing or arranging a wide array of wealth advice.

Essential Job Functions

Acts as the main point of contact for affluent and high end net worth clients for Wealth Management.
Demonstrates solid business development skills by acquiring profitable client relationships with high income/net worth clients of Wealth Management.
Responsible for identifying client needs and ensuring needs are met by utilizing investments, insurance, Daily Banking, Credit or Other relevant products, in connection with clients tax, legal and estate planning professionals.
Expands client portfolio through referrals to Fiduciary Officers, Portfolio Managers, Representatives, Real Estate, Tax and Estate Officers.
Responsible for following up to ensure all banking services provided to clients exceed their expectations.
Expands and builds relationship with client by proactively monitoring client’s portfolio.
Provides clients a high level of consultative financial advice by using the full range of banking products and services designed for the affluent / high-end private customer needs.
Ensures all documentation is up to date, complete and in compliance with all policies, regulations, laws and procedures.

Other Job Duties

Performs other duties as assigned.

Required Experience

Requires advanced knowledge of job area typically obtained through advanced education combined with experience.
May have practical knowledge of project management.
Requires 5 years minimum prior relevant experience.

Education

High School Diploma or GED Required
Bachelor's Degree Finance, Accounting, Bus Admin or related field

Licenses & Certifications

Series License-7 highly desired
Series License-66 or Series 63 & 65 in place of 66- highly desired
State Life and Health Licenses- highly desired
Requires NMLS Registry to perform duties as MLO within 60 Days

Skills

Solid knowledge of financial products and services for the high net worth individual market.
Solid knowledge of consumer lending; credit, documentation and portfolio management Solid knowledge of brokerage and investment products Intermediate software application experience.

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